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Comparison of machine learning and MPC methods for control of home battery storage systems in distribution grids

2025· article· en· W4412860334 on OpenAlexafffund
Felicitas Mueller, Steven de Jongh, Claudio A. Cañizares, Thomas Leibfried, Kankar Bhattacharya

Bibliographic record

VenueApplied Energy · 2025
Typearticle
Languageen
FieldEngineering
TopicSmart Grid Energy Management
Canadian institutionsUniversity of Waterloo
FundersUniversity of WaterlooMitacs
KeywordsBattery (electricity)Control (management)Battery storageModel predictive controlComputer scienceControl engineeringEngineeringControl theory (sociology)Artificial intelligenceThermodynamicsPower (physics)Physics

Abstract

fetched live from OpenAlex

Control methods for Home Energy Management Systems implemented with traditional optimization techniques and state-of-the-art Machine Learning methods are presented and compared in this paper in the context of their impact on and interactions with Active Distribution Networks. Thus, model-based methods based on Model Predictive Control algorithms with different prediction qualities are first described and compared against model-free methods based on imitation learning and reinforcement learning. A practical, state-of-the-art, heuristic, rule-based controller is used as the baseline. An in-depth comparison is performed using metrics consisting of objective function values, grid constraint violations, and computational time. The results of applying these Home Energy Management Systems to a realistic German low voltage benchmark grid with 13 connected households, each containing solar generation, a battery storage system, and electrical loads are discussed. It is demonstrated that model-based and model-free methods can achieve improvements over typical rule-based methods, with varying performance in terms of objective function values and grid constraint violations depending on the forecasts, at the cost of higher computational complexity. Furthermore, model-free methods are shown to have in general low computational burden at higher objective function values with more grid constraint violations, with imitation-learning-based techniques proving to be the best compromise for practical applications. • Applied Machine Learning and optimization for Home Energy Management Systems (HEMS). • Comparison of rule-/model-based and model-free HEMS. • Integrated Graph Neural Networks (GNNs) into HEMS control for the first time. • Analyzed Imitation Learning trade-offs between computational demand and performance. • Benchmarked HEMS methods using realistic low voltage grid and household and PV data.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.973
Threshold uncertainty score0.519

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.008
GPT teacher head0.270
Teacher spread0.261 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations3
Published2025
Admission routes2
Has abstractyes

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