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Record W4414202727 · doi:10.26481/dis.20251013xy

Can the enforcement regime of China’s emissions trading schemes effectively ensure compliance?

2025· dissertation· en· W4414202727 on OpenAlexaff

Bibliographic record

Venuenot available
Typedissertation
Languageen
FieldEconomics, Econometrics and Finance
TopicClimate Change Policy and Economics
Canadian institutionsLaw Foundation of Nova Scotia
Fundersnot available
KeywordsEnforcementCompliance (psychology)Emissions tradingGreenhouse gasControl (management)

Abstract

fetched live from OpenAlex

To control greenhouse gas (GHG) emissions, China has been exploring emissions trading schemes (ETSs) for over a decade. In general, whether or not an ETS can control emissions efficiently and cost-effectively depends on the compliance behaviour of its covered entities, which is influenced by its enforcement regime. This research aims to evaluate the effectiveness of the enforcement strategies of the seven pilot ETSs and the national ETS in China (China’s ETSs) in ensuring compliance from a law and economics perspective. It explores how effective enforcement strategies for an ETS can be derived from the law and economics literature. It then systematically describes the current compliance requirements and enforcement regimes of China’s ETSs. Next, it evaluates the extent to which China’s ETS enforcement designs and practices align with or deviate from effective ETS enforcement strategies in theory. This thesis concludes that the enforcement designs and practices of China’s pilot and national ETSs do not always appear to be effective in incentivising the regulated entities to comply with ETS regulations.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.010
metaresearch head score (Gemma)0.014
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.027
Threshold uncertainty score0.054

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0100.014
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.001
Bibliometrics0.0010.001
Science and technology studies0.0020.003
Scholarly communication0.0030.003
Open science0.0010.001
Research integrity0.0020.001
Insufficient payload (model declined to judge)0.0020.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.104
GPT teacher head0.296
Teacher spread0.192 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designObservational
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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