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Exploring the Trade-off Between Accuracy and Transparency in Credit Risk Prediction Models

2025· article· W4415469702 on OpenAlexaff
C. Ke

Bibliographic record

VenueTheoretical and Natural Science · 2025
Typearticle
Language
FieldBusiness, Management and Accounting
TopicFinancial Distress and Bankruptcy Prediction
Canadian institutionsUniversity of Toronto
Fundersnot available
KeywordsInterpretabilityLogistic regressionRandom forestDecision treeBoosting (machine learning)Credit riskPredictive modellingMetric (unit)DefaultOrdinary least squares

Abstract

fetched live from OpenAlex

This study investigates four widely used models for credit risk prediction, Logistic Regression, Random Forest, XGBoost, and LightGBM, focusing on their ability to detect loan defaults under imbalanced and complex data conditions. Model performance was assessed using confusion matrices and key metrics including recall, precision and F-scores and analyzing the metric that best aligns with the purpose of lending institutions to evaluate a model’s performance. This study analyzes the rationale for moving from Ordinary Least Squares (OLS) regression to logistic regression. The results indicate that while logistic regression provides transparency, it struggles with non-linear relationships and class imbalance. Random Forest, built on decision trees, improves stability but sacrifices interpretability. Two boosting methods, XGBoost and LightGBM, achieve superior predictive ability and efficiency with even lower transparency. Also introduces the evolution of decision trees into ensemble methods such as Random Forest, XGBoost, and LightGBM, and analyzes the structural differences of the decision trees employed within these models. Overall, the findings highlight the trade-off between ability to identify target customer of leading institutions and interpretability in credit risk modeling.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.033
metaresearch head score (Gemma)0.094
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.033
Threshold uncertainty score0.172

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0330.094
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0030.002
Science and technology studies0.0010.001
Scholarly communication0.0050.006
Open science0.0010.002
Research integrity0.0020.003
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.023
GPT teacher head0.237
Teacher spread0.214 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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