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Record W7583316 · doi:10.15168/11572_368249

Indirect Expropriation in International Investment Law

2013· dissertation· en· W7583316 on OpenAlexfundno aff
Alice Ruzza

Bibliographic record

VenueBrain Research · 2013
Typedissertation
Languageen
FieldBusiness, Management and Accounting
TopicInternational Arbitration and Investment Law
Canadian institutionsnot available
FundersSiemensGovernment of CanadaDuke Energy
KeywordsExpropriationTreatyInternational lawLaw and economicsPolitical scienceLawInvestment (military)Economics

Abstract

fetched live from OpenAlex

Regulating indirect expropriation in international investment law is a challenging task for investment tribunals. No universally agreed definition of the concept exists and international investment treaties (IITs) provide a defective legal framework––paralleled to that of expropriation tout court––to govern the issue. This work contributes to the discourse on indirect expropriation in international investment law by elaborating upon existing literature and scholarship and by examining judicial and arbitral decisions. It suggests an alternative interpretative framework useful to the analysis and decision of international expropriatory cases. To this end, the research adopts an inductive methodology. In light of the decisions of several international fora, the study examines the concept of property (Chapter IV), the concept of taking (Chapter V), the lawfulness or unlawfulness of expropriation (Chapter VI) and the concept of public purpose (Chapter VII) which are deemed as the constitutive elements of the customary international law definition of expropriation to which the concept of indirect expropriation is paralleled in international treaty-law (and practice). The study begins with the analysis of the German and the American domestic experiences on takings in view of the influence that such constitutional and administrative systems have exerted on the development of international criteria and standards for deciding ‘international taking issues’. It is here argued that a comparative approach to indirect takings issues may shed light on current interpretative obstacles faced by arbitral tribunals, chief of which is the lack of an international consensus about the function of property at the international level. A reconceptualization of indirect expropriation as unlawful de facto expropriation is advocated as a prospect for future developments. The adjective indirect is deemed superfluous and it is claimed that non-expropriatory interferences with property rights are to be sanctioned by means of other substantive standards of protection. Such reconceptualization aims at removing trivial categories and misleading labels thus far employed to describe indirectly expropriatory measures and suggests to focus on the actual variables at stake––compensable expropriation vis-à-vis non-compensable regulation by the host State. In addition, a degree of deference to host States is also advised for, to the extent that provisions in IITs are stipulated in a more specific manner that duly defines legitimate regulatory purposes and takes into account the consequences of a State’s unlawful conducts. This would reduce adjudicators’ discretion in the exercise of their interpretative powers. This study cannot and aims not at answering the question concerning where to draw a dividing line between regulation and compensable (indirect) expropriation. This is deemed to remain a case-by-case decision of investment tribunals. Rather, by drawing from both international and national models, the proposed interpretative framework would reconcile or guide arbitral approaches to takings issues towards the development of an intelligible legal methodology.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.011
metaresearch head score (Gemma)0.010
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Other · Consensus signal: Other
Teacher disagreement score0.017
Threshold uncertainty score0.056

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0110.010
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.001
Bibliometrics0.0020.002
Science and technology studies0.0050.038
Scholarly communication0.0170.010
Open science0.0020.007
Research integrity0.0060.009
Insufficient payload (model declined to judge)0.0030.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.058
GPT teacher head0.343
Teacher spread0.285 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreOther

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2013
Admission routes1
Has abstractyes

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