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Record W1848053403

The Offering Memorandum Prospectus Exemption

2013· article· en· W1848053403 on OpenAlexaffabout
Janet Austin

Bibliographic record

VenueSSRN Electronic Journal · 2013
Typearticle
Languageen
FieldSocial Sciences
TopicCanadian Policy and Governance
Canadian institutionsUniversity of New Brunswick
Fundersnot available
KeywordsProspectusMemorandumLegislationCapital (architecture)BusinessRaising (metalworking)Capital requirementCapital marketFinanceEconomicsLawMarket economyPolitical scienceEngineering
DOInot available

Abstract

fetched live from OpenAlex

In the last few years the US and Canada have suffered low rates of economic growth and associated higher levels of unemployment. These problems seem to have reinvigorated a push by industry, governments and policy makers to consider ways to foster the growth of businesses, and, in particular, small to medium enterprises (SMEs). For example, in 2012 the US Congress passed legislation to amend the Securities Act 1933 to ease restrictions on the capital raising activities by SMEs. Some Canadian regulators are also considering whether restrictions on capital raising by SMEs should be relaxed by, for example, expanding the existing offering memorandum prospectus exemption to all provinces. This exemption, permitted in some, but not all, Canadian provinces, provides a method by which SMEs can raise capital by issuing securities without complying with the more onerous requirements of preparing and filing a prospectus. Given this current debate about whether restrictions on capital raising activities by SMEs should be eased, this article examines the history of this offering memorandum prospectus exemption in Canada, and, drawing upon some data filed with a number of Canadian securities regulators, considers how it is currently being utilized.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.015
metaresearch head score (Gemma)0.039
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: Not applicable
GenreCandidate signal: Other · Consensus signal: Other
Teacher disagreement score0.302
Threshold uncertainty score0.607

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0150.039
Meta-epidemiology (narrow)0.0010.002
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.002
Science and technology studies0.0120.006
Scholarly communication0.0090.003
Open science0.0050.005
Research integrity0.0140.013
Insufficient payload (model declined to judge)0.0250.010

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.008
GPT teacher head0.246
Teacher spread0.238 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designNot applicable
Domainnot available
GenreOther

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2013
Admission routes2
Has abstractyes

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