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Record W2060950110 · doi:10.1506/ccww-jrwb-ecue-ymmn

CAP Forum on Forensic Accounting in the Post‐Enron World: Audit Committees and Misappropriation of Assets: Publicly Held Companies in the United States*/LES COMITÉS DE VÉRIFICATION ET LE DÉTOURNEMENT DE BIENS: LES SOCIÉTÉS OUVERTES AUX ÉTATS‐UNIS

2006· article· en· W2060950110 on OpenAlex
Sameer T. Mustafa, Heidi Hylton Meier

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

venuePublished in a venue whose home country is Canada.
no affNo Canadian affiliation: this work is invisible to an affiliation-only frame.
No Canadian affiliation. An affiliation-only frame, the usual design, would never have seen this work. It is one of the works that make the case for inverting the frame.

Bibliographic record

VenueCanadian Accounting Perspectives · 2006
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicAuditing, Earnings Management, Governance
Canadian institutionsnot available
Fundersnot available
KeywordsMisappropriationAccountingCorporate governanceBusinessAuditAudit committeeFinanceLawPolitical science

Abstract

fetched live from OpenAlex

ABSTRACT The majority of previous studies investigating the different risk factors associated with financial fraud have focused on investigating misreporting. A few studies have provided only a limited descriptive analysis of cases involving misappropriation of assets without investigating the corporate governance structure and its role in reducing the incidence of misappropriation. Only Beasley (1996) has examined financial fraud and corporate governance structure by combining cases of misreporting and misappropriation of assets by top management. This study investigates the relationship between the incidence of misappropriation of assets by employees, including management, and the effectiveness of the audit committee. Using LEXIS‐NEXIS Research Software 7.1, Business/Finance News to find relevant articles, we identified publicly held companies suffering misappropriation of assets by employees during the period from 1987 to 2000. The study investigated 81 companies experiencing misappropriation and two control samples: 81 random‐control companies and 81 matched‐control companies. The results extend the previous literature related to financial fraud and corporate governance. The percentage of independent members in audit committees and the average tenure of audit committee members were significantly and negatively related to the incidence of misappropriation of assets in publicly held companies in both the random and the matched models, while the number of audit committee meetings was not significant.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.003
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.176
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.003
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.001
Science and technology studies0.0010.000
Scholarly communication0.0010.001
Open science0.0010.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.018
GPT teacher head0.256
Teacher spread0.238 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it