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Record W2112145622

The Meaning of 'Beneficial Ownership' in Double Tax Agreements

2009· article· en· W2112145622 on OpenAlexaboutno aff
Craig Elliffe

Bibliographic record

VenueSSRN Electronic Journal · 2009
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicTaxation and Legal Issues
Canadian institutionsnot available
Fundersnot available
KeywordsMeaning (existential)Multinational corporationStatutory lawTax treatyDouble taxationConventionTreatyIncome taxLaw and economicsPosition (finance)Political scienceOriginal meaningInterpretation (philosophy)EconomicsLawBusinessPublic economicsTax lawFinanceLinguistics
DOInot available

Abstract

fetched live from OpenAlex

This article considers the significance of the term beneficial ownership in Articles 10, 11 and 12 of the OECD Model Double Tax Convention (“the Model”), and looks at features of commonly used cross-border structures (structured finance and holding companies) by way of practical background to the question of how significant this issue is in international tax structures. The ability for a multinational to successfully insert a resident of a more favourable Double Tax Treaty, between the country of the source of income and the ultimate recipient depends, inter alia, on the question of whether the interposed entity can be said to be the “beneficial owner” of the income.In seeking to find a meaning for the term beneficial ownership the article considers:a) the approach of New Zealand Courts (as an example of a common law country) to the interpretation of Double Tax Conventions and the reliance upon the Vienna Convention,b) the use, under Article 3(2) of the Model, of either a domestic meaning or autonomous international meaning for the term, and weighs up the relative merits of each approach,c) analyses three recent UK, French and Canadian cases and their decision, both on the issue referred to above in b) and on their conclusions as to the meaning of the term, andd) lastly, predicts what a New Zealand Court will decide on the meaning of the term, having regard to the treaty, statutory and case law position (both NZ and foreign), including the question of whether there is a difference between tightly structured financing transactions (interest) and holding companies (dividends).

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.165
Threshold uncertainty score0.336

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.001
Open science0.0000.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.014
GPT teacher head0.242
Teacher spread0.228 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations1
Published2009
Admission routes1
Has abstractyes

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