Author name disambiguation: What difference does it make in author‐based citation analysis?
Why this work is in the frame
A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.
Bibliographic record
Abstract
In this article, we explore how strongly author name disambiguation ( AND ) affects the results of an author‐based citation analysis study, and identify conditions under which the traditional simplified approach of using surnames and first initials may suffice in practice. We compare author citation ranking and cocitation mapping results in the stem cell research field from 2004 to 2009 using two AND approaches: the traditional simplified approach of using author surname and first initial and a sophisticated algorithmic approach. We find that the traditional approach leads to extremely distorted rankings and substantially distorted mappings of authors in this field when based on first‐ or all‐author citation counting, whereas last‐author‐based citation ranking and cocitation mapping both appear relatively immune to the author name ambiguity problem. This is largely because R omanized names of C hinese and K orean authors, who are very active in this field, are extremely ambiguous, but few of these researchers consistently publish as last authors in bylines. We conclude that a more earnest effort is required to deal with the author name ambiguity problem in both citation analysis and information retrieval, especially given the current trend toward globalization. In the stem cell research field, in which laboratory heads are traditionally listed as last authors in bylines, last‐author‐based citation ranking and cocitation mapping using the traditional approach to author name disambiguation may serve as a simple workaround, but likely at the price of largely filtering out C hinese and K orean contributions to the field as well as important contributions by young researchers.
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Direct model labels (unvalidated)
Per-model category and study-design labels from the labeling rounds. They are machine output, unvalidated, and the disagreement between models ships as data. No study design here is MEDLINE-validated yet.
| Model arm | Categories | Study design | Confidence |
|---|---|---|---|
| gemma | MetaresearchBibliometrics Domain: Methods · Genre: Empirical About the Canadian research system: no · About a Canadian topic: no | Simulation or modeling | low |
| gpt | MetaresearchBibliometrics Domain: Methods · Genre: Methods About the Canadian research system: no · About a Canadian topic: no | Other design | high |
Full frame distilled prediction
Teacher imitationNot calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.
Codex and Gemma teacher scores by category
| Category | Codex | Gemma |
|---|---|---|
| Metaresearch | 0.012 | 0.004 |
| Meta-epidemiology (narrow) | 0.000 | 0.000 |
| Meta-epidemiology (broad) | 0.000 | 0.000 |
| Bibliometrics | 0.001 | 0.009 |
| Science and technology studies | 0.000 | 0.001 |
| Scholarly communication | 0.001 | 0.005 |
| Open science | 0.001 | 0.000 |
| Research integrity | 0.000 | 0.000 |
| Insufficient payload (model declined to judge) | 0.000 | 0.000 |
Machine scores (provisional)
The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.
Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.
score_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it