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Record W2258352524

Transfer Pricing and Employee Stock Options

2005· article· en· W2258352524 on OpenAlexaff
Amin Mawani, Marsha L. Reid

Bibliographic record

VenueSSRN Electronic Journal · 2005
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicCorporate Taxation and Avoidance
Canadian institutionsYork University
Fundersnot available
KeywordsVestingNon-qualified stock optionRestricted stockTransfer pricingBusinessValuation (finance)Stock (firearms)IncentiveStock optionsValuation of optionsStrike priceCorporate financeFinanceEconomicsActuarial scienceMicroeconomicsVolatility (finance)
DOInot available

Abstract

fetched live from OpenAlex

The arm's-length principle of transfer pricing requires that transactions between related entities be undertaken at prices and on terms and conditions that would exist between entities dealing at arm's length. Applying the arm's-length principle to employee stock options introduces practical and theoretical issues that are difficult to reconcile and resolve. Employers almost never grant options to acquire shares of arm's-length corporations to their employees or to employees of their subsidiaries, since to do so would not serve any incentive alignment purpose. Further, employee stock options are difficult to value because they are explicitly designed to be non-marketable, non-transferable, non-exercisable before vesting, and forfeitable if employment is terminated before vesting. The resulting limited demand for and illiquidity of employee stock options renders their valuation imprecise for all purposes - tax, accounting, and economic. In this article, the authors examine the arm's-length principle and its application to employee stock options in cost-sharing arrangements and recharge agreements between non-arm's-length entities. They also explore the methodology and the timing of valuing such options for the purposes of transfer pricing.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.008
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.009
Threshold uncertainty score0.029

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0010.008
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.001
Science and technology studies0.0010.003
Scholarly communication0.0030.005
Open science0.0010.002
Research integrity0.0020.002
Insufficient payload (model declined to judge)0.0090.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.013
GPT teacher head0.218
Teacher spread0.205 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2005
Admission routes1
Has abstractyes

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