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Record W2774205358 · doi:10.1017/9781780684369.012

Why opacity is just not good enough: the effectiveness and accountability of Canada's Office of the Superintendent of Financial Institutions

2017· book-chapter· en· W2774205358 on OpenAlexaffabout
Ian Roberge, Dona M. Dunea

Bibliographic record

VenueIntersentia eBooks · 2017
Typebook-chapter
Languageen
FieldSocial Sciences
TopicCanadian Policy and Governance
Canadian institutionsYork University
Fundersnot available
KeywordsAccountabilityTransparency (behavior)Financial crisisBusinessAccountingFinancial sectorFinancial servicesPublic administrationFinancePolitical scienceEconomicsLaw

Abstract

fetched live from OpenAlex

This chapter considers the effectiveness and the accountability of financial services sector regulators by focusing on the Office of the Superintendent of Financial Institutions (OSFI), Canada's prudential regulator. We identify three broad measures of effectiveness – the overall regulatory framework, outcome, and adaptability – and, three measures of accountability – vertical accountability, the co-production of accountability, and the culture and value placed on being accountable. In the aftermath of the 2007–2008 global financial crisis, OSFI has been hailed as a very effective regulator. We argue, however, that OSFI's performance should be more critically assessed; there is a need, in particular, for greater transparency. This chapter pays particular attention to the difficult balancing act between opacity and transparency in financial services sector regulation.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesScience and technology studies
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.969
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.003
Scholarly communication0.0000.000
Open science0.0010.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.036
GPT teacher head0.282
Teacher spread0.246 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2017
Admission routes2
Has abstractyes

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