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Record W2789741247 · doi:10.1142/9789813144385_0008

How Does the <i>Fortune's Formula</i>-Kelly Capital Growth Model Perform?

2016· book-chapter· en· W2789741247 on OpenAlexaff
Leonard C. MacLean, Edward O. Thorp, Yonggan Zhao, William T. Ziemba

Bibliographic record

VenueWORLD SCIENTIFIC eBooks · 2016
Typebook-chapter
Languageen
FieldEconomics, Econometrics and Finance
TopicEconomic theories and models
Canadian institutionsDalhousie University
Fundersnot available
KeywordsVolatility (finance)EconomicsTerm (time)Investment (military)Capital investmentHorizonCapital (architecture)Function (biology)Simple (philosophy)Financial economicsMedium termTime horizonInvestment strategyEconometricsMathematical economicsMonetary economicsMathematicsFinanceMacroeconomicsHistory

Abstract

fetched live from OpenAlex

William Poundstone's book, Fortune's Formula, brought the Kelly capital growth criterion to the attention of investors. But how do full and fractional Kelly strategies preform in practice? We study three simple investment situations and simulate the behavior of these strategies over medium term horizons using a large number of scenarios. The results show:the great superiority of full Kelly and close to full Kelly strategies over longer horizons with very large gains a large fraction of the time;that the short term performance of Kelly and high fractional Kelly strategies is very risky;that there is a consistent tradeoff of growth versus security as a function of the bet size determined by the various strategies; andthat no matter how favorable the investment opportunities are or how long the finite horizon is, a sequence of bad scenarios can lead to very poor final wealth outcomes, with a loss of most of the investor's initial capitalHence, in practice, financial engineering is important to deal with the short term volatility and long run situations with a sequence of bad scenarios. But properly used, the strategy has much to commend it, especially in trading with many repeated investments.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow), Scholarly communication, Insufficient payload (model declined to judge)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Other · Consensus signal: Other
Teacher disagreement score0.442
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0010.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0010.000
Science and technology studies0.0010.001
Scholarly communication0.0010.000
Open science0.0010.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0010.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.028
GPT teacher head0.177
Teacher spread0.149 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designTheoretical or conceptual
Domainnot available
GenreOther

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2016
Admission routes1
Has abstractyes

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