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Record W2943957906 · doi:10.1080/00207179.2019.1616225

An automated financial indices-processing scheme for classifying market liquidity regimes

2019· article· en· W2943957906 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.
fundA Canadian funder is recorded on the work.

Bibliographic record

VenueInternational Journal of Control · 2019
Typearticle
Languageen
FieldDecision Sciences
TopicStock Market Forecasting Methods
Canadian institutionsWestern University
FundersNatural Sciences and Engineering Research Council of Canada
KeywordsMarket liquidityEconometricsHidden Markov modelMultivariate statisticsFinancial marketIndex (typography)EconomicsLiquidity riskTreasuryComputer scienceFinancial economicsFinanceArtificial intelligenceMachine learningGeography

Abstract

fetched live from OpenAlex

A multivariate hidden Markov model (HMM)-based approach is developed to capture simultaneously the regime-switching dynamics of four financial market indicators: Treasury-Euro Dollar rate spread, US dollar index, volatility index and S&P 500 bid-ask spread. These indicators exhibit stochasticity, mean reversion, spikes and state memory, and they are deemed to drive the main characteristics of liquidity risk and regarded to mirror financial markets' liquidity levels. In this paper, an online system is proposed in which observed indicators are processed and the results are then interfaced with an advanced alert mechanism that gives out appropriate measures. In particular, two stochastic models, with HMM-modulated parameters switching between liquidity regimes, are integrated to capture the evolutions of the four time series or their transformations. Parameter estimation is accomplished by deriving adaptive multivariate filters. Indicators' joint empirical characteristics are captured well and useful early warnings are obtained for occurrence prediction of illiquidity episodes.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.011
metaresearch head score (Gemma)0.016
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.739
Threshold uncertainty score0.992

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0110.016
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.000
Science and technology studies0.0000.000
Scholarly communication0.0010.001
Open science0.0020.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.067
GPT teacher head0.444
Teacher spread0.376 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it