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Record W3086958902 · doi:10.18148/srm/2020.v14i3.7639

Automatic Coding of Open-ended Questions into Multiple Classes: Whether and How to Use Double Coded Data

2019· article· en· W3086958902 on OpenAlexaff
Zhoushanyue He, Matthias Schonlau

Bibliographic record

VenueDOAJ (DOAJ: Directory of Open Access Journals) · 2019
Typearticle
Languageen
FieldSocial Sciences
TopicSurvey Methodology and Nonresponse
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsCoding (social sciences)Computer scienceTraining setArtificial intelligenceStatistical learningData miningMachine learningNatural language processingStatisticsMathematics

Abstract

fetched live from OpenAlex

Responses to open-ended questions in surveys are usually coded into pre-specified classes, manually or automatically using a statistical learning algorithm. Automatic coding of open-ended responses relies on a set of manually coded responses, based on which a statistical learning model is fitted. In this paper, we investigate whether and how double coding can help improve the automatic classification of open-ended responses. We evaluate four strategies for training the statistical algorithm on double coded data, using experiments on simulated and real data. We find that, when the data are already double-coded (i.e. double coding does not incur additional costs), double coding where an expert resolves intercoder disagreement leads to the greatest classification accuracy. However, when we have a fixed budget for manually coding, single coding is preferable if the coding error rate is anticipated to be less than about 35% to 45%.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.027
metaresearch head score (Gemma)0.017
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Scholarly communication, Insufficient payload (model declined to judge)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.110
Threshold uncertainty score0.999

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0270.017
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0010.001
Science and technology studies0.0010.000
Scholarly communication0.0020.006
Open science0.0050.003
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0040.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.683
GPT teacher head0.641
Teacher spread0.042 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designObservational
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations12
Published2019
Admission routes1
Has abstractyes

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