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Record W3192223999 · doi:10.1613/jair.1.12895

Ethics and Governance of Artificial Intelligence: Evidence from a Survey of Machine Learning Researchers

2021· article· en· W3192223999 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

fundA Canadian funder is recorded on the work.
no affNo Canadian affiliation: this work is invisible to an affiliation-only frame.
No Canadian affiliation. An affiliation-only frame, the usual design, would never have seen this work. It is one of the works that make the case for inverting the frame.

Bibliographic record

VenueJournal of Artificial Intelligence Research · 2021
Typearticle
Languageen
FieldSocial Sciences
TopicEthics and Social Impacts of AI
Canadian institutionsnot available
FundersUniversity of OxfordOpen Philanthropy ProjectGeorgetown UniversityCanadian Institute for Advanced Research
KeywordsRelevance (law)Artificial intelligenceCorporate governanceWork (physics)Political sciencePrivate sectorPublic relationsPublic sectorPsychologySociologyComputer scienceEngineeringManagementLawEconomics

Abstract

fetched live from OpenAlex

Machine learning (ML) and artificial intelligence (AI) researchers play an important role in the ethics and governance of AI, including through their work, advocacy, and choice of employment. Nevertheless, this influential group's attitudes are not well understood, undermining our ability to discern consensuses or disagreements between AI/ML researchers. To examine these researchers' views, we conducted a survey of those who published in two top AI/ML conferences (N = 524). We compare these results with those from a 2016 survey of AI/ML researchers (Grace et al., 2018) and a 2018 survey of the US public (Zhang & Dafoe, 2020). We find that AI/ML researchers place high levels of trust in international organizations and scientific organizations to shape the development and use of AI in the public interest; moderate trust in most Western tech companies; and low trust in national militaries, Chinese tech companies, and Facebook. While the respondents were overwhelmingly opposed to AI/ML researchers working on lethal autonomous weapons, they are less opposed to researchers working on other military applications of AI, particularly logistics algorithms. A strong majority of respondents think that AI safety research should be prioritized and that ML institutions should conduct pre-publication review to assess potential harms. Being closer to the technology itself, AI/ML researchers are well placed to highlight new risks and develop technical solutions, so this novel attempt to measure their attitudes has broad relevance. The findings should help to improve how researchers, private sector executives, and policymakers think about regulations, governance frameworks, guiding principles, and national and international governance strategies for AI. This article appears in the special track on AI & Society.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.062
metaresearch head score (Gemma)0.218
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Science and technology studies, Research integrity
Consensus categoriesMetaresearch
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.484
Threshold uncertainty score0.999

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0620.218
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.002
Science and technology studies0.0010.003
Scholarly communication0.0000.001
Open science0.0010.000
Research integrity0.0010.005
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.632
GPT teacher head0.570
Teacher spread0.062 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it