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Record W4200328216 · doi:10.2478/jos-2021-0045

Estimation of Domain Means from Business Surveys in the Presence of Stratum Jumpers and Nonresponse

2021· article· en· W4200328216 on OpenAlexaff
Mengxuan Xu, Victoria Landsman, Barry I. Graubard

Bibliographic record

VenueJournal of Official Statistics · 2021
Typearticle
Languageen
FieldSocial Sciences
TopicSurvey Methodology and Nonresponse
Canadian institutionsInstitute for Work & Health
Fundersnot available
KeywordsEstimatorStatisticsSmoothingContext (archaeology)EstimationEconometricsVariance (accounting)StratumComputer scienceNon-response biasMathematicsGeographyEconomicsEngineering

Abstract

fetched live from OpenAlex

Abstract Misclassified frame records (also called stratum jumpers) and low response rates are characteristic for business surveys. In the context of estimation of the domain parameters, jumpers may contribute to extreme variation in sample weights and skewed sampling distributions of the estimators, especially for domains with a small number of observations. There is limited literature about the extent to which these problems may affect the performance of the ratio estimators with nonresponse-adjusted weights. To address this gap, we designed a simulation study to explore the properties of the Horvitz-Thompson type ratio estimators, with and without smoothing of the weights, under different scenarios. The ratio estimator with propensity-adjusted weights showed satisfactory performance in all scenarios with a high response rate. For scenarios with a low response rate, the performance of this estimator improved with an increase in the proportion of jumpers in the domain. The smoothed estimators that we studied performed well in scenarios with non-informative weights, but can become markedly biased when the weights are informative, irrespective of response rate. We also studied the performance of the ’doubled half’ bootstrap method for variance estimation. We illustrated an application of the methods in a real business survey.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.047
metaresearch head score (Gemma)0.155
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesnone
DomainCandidate signal: Methods · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Methods · Consensus signal: none
Teacher disagreement score0.953
Threshold uncertainty score0.249

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0470.155
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.001
Science and technology studies0.0000.001
Scholarly communication0.0010.001
Open science0.0010.001
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.118
GPT teacher head0.408
Teacher spread0.290 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

Study designSimulation or modeling
DomainMethods
GenreMethods

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations1
Published2021
Admission routes1
Has abstractyes

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