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A Convergence Theory for Federated Average: Beyond Smoothness

2022· article· en· W4318186088 on OpenAlex
Xiaoxiao Li, Zhao Song, Runzhou Tao, Guangyi Zhang

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

Venue2022 IEEE International Conference on Big Data (Big Data) · 2022
Typearticle
Languageen
FieldComputer Science
TopicPrivacy-Preserving Technologies in Data
Canadian institutionsMcGill UniversityUniversity of British Columbia Hospital
Fundersnot available
KeywordsSmoothnessComputer scienceLipschitz continuityConvergence (economics)Bounded functionFunction (biology)Gradient descentMathematical optimizationScheme (mathematics)Stochastic gradient descentApplied mathematicsMathematicsArtificial intelligenceArtificial neural networkMathematical analysis

Abstract

fetched live from OpenAlex

Federated learning enables a large amount of edge computing devices to learn a model without data sharing jointly. As a leading algorithm in this setting, Federated Average (FedAvg), which runs Stochastic Gradient Descent (SGD) in parallel on local devices and averages the sequences only once in a while, have been widely used due to their simplicity and low communication cost. However, despite recent research efforts, it lacks theoretical analysis under assumptions beyond smoothness. In this paper, we analyze the convergence of FedAvg. Different from the existing work, we relax the assumption of strong smoothness. More specifically, we assume the semi-smoothness and semi-Lipschitz properties for the loss function, which have an additional first-order term in assumption definitions. In addition, we also assume bound on the gradient, which is weaker than the commonly used bounded gradient assumption in the convergence analysis scheme. As a solution, this paper provides a theoretical convergence study on Federated Learning.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.010
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Meta-epidemiology (narrow), Open science
Consensus categoriesOpen science
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Methods · Consensus signal: none
Teacher disagreement score0.891
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.010
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.001
Science and technology studies0.0010.000
Scholarly communication0.0010.002
Open science0.1170.185
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.278
GPT teacher head0.356
Teacher spread0.078 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it