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Record W4405560257 · doi:10.1108/aaaj-12-2023-6768

When audit confronts blockchain

2024· article· en· W4405560257 on OpenAlexaff
Erica Pimentel, Emilio Boulianne, Crawford Spence

Bibliographic record

VenueAccounting auditing & accountability journal/Accounting, auditing & accountability journal · 2024
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicAuditing, Earnings Management, Governance
Canadian institutionsConcordia UniversityQueen's University
Fundersnot available
KeywordsAuditSensemakingSpace (punctuation)BusinessAccountingInformation technology auditAudit planCredibilitySet (abstract data type)Joint auditInternal auditKnowledge managementComputer sciencePolitical scienceLaw

Abstract

fetched live from OpenAlex

Purpose Previous work has explored the ability of auditors to expand successfully into seemingly unrelated fields, referred to as new audit spaces. The present paper focuses on how auditors respond to challenges when entering a new audit field and devising strategies to sensemake and sensegive about those challenges. Design/methodology/approach This study builds on findings from 32 interviews with auditors and participant observation of interactions between auditors and blockchainers to understand how auditors approached a new audit space. Findings We find that when auditors enter a new audit space, they endeavour to impose a logic of auditability. First, they determine an acceptable knowledge basis for this target audit space by developing a codified set of rules to organize knowledge, then develop a codified set of practices to verify conformity to the auditor’s set of rules. Next, auditors engage in three strategic tactics to influence members of the target audit space: appealing to the financial benefits of adopting a logic of auditability; appealing to their credentials from established audit markets; and appealing to bona fides in the target audit space to establish credibility. We posit that these sensemaking and sensegiving strategies do not take hold in the blockchain space because auditors are approaching these activities from a different mental model than blockchain natives. Because auditors are unable to adopt the mental model of the blockchain space, they are unable to devise strategies to compellingly influence blockchain natives and secure a stronghold in this new audit space. We developed a model for sensemaking and sensegiving when auditors enter new audit spaces. Originality/value This paper challenges and contrasts prior accounts of the seemingly unending expansion of audit firms into new spaces. The study demonstrates that there are limitations to auditors’ abilities to transplant their verification skills in the blockchain field.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.040
metaresearch head score (Gemma)0.073
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Meta-epidemiology (narrow), Science and technology studies, Scholarly communication, Open science, Research integrity, Insufficient payload (model declined to judge)
Consensus categoriesMetaresearch, Meta-epidemiology (narrow), Scholarly communication, Research integrity, Insufficient payload (model declined to judge)
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.572
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0400.073
Meta-epidemiology (narrow)0.0050.005
Meta-epidemiology (broad)0.0040.003
Bibliometrics0.0040.005
Science and technology studies0.0100.002
Scholarly communication0.0340.021
Open science0.0080.004
Research integrity0.0020.014
Insufficient payload (model declined to judge)0.0130.006

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.013
GPT teacher head0.246
Teacher spread0.233 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; both teacher heads agree on what is shown here.

Study designNot applicable
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations2
Published2024
Admission routes1
Has abstractyes

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