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Agentic Portfolio Construction: A Multi-Agent Architecture for LLM-Driven Financial Asset Allocation

2025· article· W7130570750 on OpenAlexaff
Ahmadreza Hajaghaie, Ruppa K. Thulasiram

Bibliographic record

Venuenot available
Typearticle
Language
FieldDecision Sciences
TopicStock Market Forecasting Methods
Canadian institutionsUniversity of Manitoba
Fundersnot available
KeywordsAsset allocationPortfolioApplication portfolio managementTask (project management)Asset (computer security)Pipeline (software)Key (lock)Project portfolio managementFinancial risk

Abstract

fetched live from OpenAlex

Accurately curating portfolios and managing asset allocation is an essential and complex task in financial risk management. The emergence of large language models (LLMs) has helped resolve this task to a good extent. Recent literature have demonstrated that LLMs alone remain insufficient. We introduce a multi-agent portfolio construction architecture that integrates LLMs with an agentic orchestration architecture to enhance financial asset allocation workflows. With LangGraph, the system orchestrates interactions between LLM-based agents and functional nodes, enabling adaptive decision-making. The pipeline begins with parsing natural language investment objectives, followed by real-time data retrieval, financial metric computation, and portfolio generation tailored to the user’s risk profile and constraints. The results not only addresses risk-aware investing but also that the final output includes validation and a human-readable commentary. This approach addresses key deficiencies in standalone LLMs, such as lack of real-time awareness, by coordinating modular agents that specialize in tasks like data retrieval, analysis, and reporting. The architecture demonstrates how multi-agent LLM systems can perform complex, high-stakes financial tasks with adaptability, transparency, and robustness, marking a promising direction for AI-driven portfolio management.<sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">1</sup>

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.008
metaresearch head score (Gemma)0.027
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Meta-epidemiology (narrow), Insufficient payload (model declined to judge)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Other design · Consensus signal: none
GenreCandidate signal: Methods · Consensus signal: Methods
Teacher disagreement score0.922
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0080.027
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0010.003
Science and technology studies0.0010.001
Scholarly communication0.0010.000
Open science0.0010.001
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0030.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.085
GPT teacher head0.403
Teacher spread0.318 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designOther design
Domainnot available
GenreMethods

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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