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Navigating Financial Instability: An Interpretable Paradigm for Multi-Label Crisis Prediction

2025· article· W7154514494 on OpenAlexaff
Ravjot Kaur, Gurasis Singh, Debashis Guha

Bibliographic record

Venuenot available
Typearticle
Language
FieldBusiness, Management and Accounting
TopicFinancial Distress and Bankruptcy Prediction
Canadian institutionsArtificial Intelligence in Medicine (Canada)
Fundersnot available
KeywordsFinancial crisisTerm (time)Perspective (graphical)Key (lock)

Abstract

fetched live from OpenAlex

We present a rigorous methodology for applying Elastic Weight Consolidation (EWC) to the continual prediction of banking, systemic, currency and inflation crises. Traditional models, trained on earlier regimes, are prone to catastrophic forgetting when updated on new regimes for financial crisis prediction that is a sequential, non-stationary learning problem with data arriving across time and heterogeneous jurisdictions. EWC mitigates this by constraining important parameters, quantified via a diagonal-Fisher-information approximation, to remain near previously learnt optima while permitting flexibility in less critical directions. We formalise the Bayesian derivation underpinning EWC, present the practical diagonalFisher estimator, and integrate the method into a reproducible training pipeline for multi-label crisis prediction. Our protocol uses representative task partitions, rigorous Fisher estimation, lambda scheduling, and a suite of evaluation metrics to compare performance with baseline traditional models. We provide ablation studies for Fisher estimation, penalty aggregation, and sequential walk-forward evaluation, and discuss limitations and interpretability for policy use. Our experimental model is tested for 2 years prior financial crisis prediction on Harvard Business School's global crisis database for 42 years and 70 countries, and it demonstrates ROC-AUC of <tex xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">$\mathbf{9 3. 1 2 \%}$</tex> in inflation crises, <tex xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">$\mathbf{8 3. 5 3 \%}$</tex> in systemic crises, 77.63% in currency crises and 67.51% in banking crises predictions, outperforming the traditional models' results. We also assess the sensitivity of EWC to its core hyperparameters for real-world application. By integrating SHAP, this work aims to bridge probabilistic continual-learning theory and operational early-warning systems, making models both interpretable and robust in dynamic financial environments.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.001
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow), Science and technology studies, Scholarly communication
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.905
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.001
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.001
Science and technology studies0.0010.000
Scholarly communication0.0010.005
Open science0.0010.000
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.031
GPT teacher head0.300
Teacher spread0.270 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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