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Record W2105246013 · doi:10.1109/tse.2002.1158289

Ethical issues in empirical studies of software engineering

2002· article· en· W2105246013 on OpenAlexfundno aff
Janice Singer, Norman G. Vinson

Bibliographic record

VenueIEEE Transactions on Software Engineering · 2002
Typearticle
Languageen
FieldComputer Science
TopicSoftware Engineering Techniques and Practices
Canadian institutionsnot available
FundersNational Health and Medical Research CouncilMedical Research CouncilNational Research Council CanadaU.S. Department of Health and Human ServicesNational Institutes of HealthPublic Works and Government Services CanadaCanadian Psychological Association
KeywordsEmpirical researchComputer scienceSocial software engineeringSoftware engineeringPopularitySoftware Engineering Process GroupSoftware developmentSoftware requirementsSoftware peer reviewPersonal software processSoftwareManagement scienceData scienceSoftware constructionEngineering ethicsEngineering

Abstract

The popularity of empirical methods in software engineering research is on the rise. Surveys, experiments, metrics, case studies, and field studies are examples of empirical methods used to investigate both software engineering processes and products. The increased application of empirical methods has also brought about an increase in discussions about adapting these methods to the peculiarities of software engineering. In contrast, the ethical issues raised by empirical methods have received little, if any, attention in the software engineering literature. This article is intended to introduce the ethical issues raised by empirical research to the software engineering research community and to stimulate discussion of how best to deal with these ethical issues. Through a review of the ethical codes of several fields that commonly employ humans and artifacts as research subjects, we have identified major ethical issues relevant to empirical studies of software engineering. These issues are illustrated with real empirical studies of software engineering.

Stored with the screening record, where it is evidence for the labels above.

How this classification was reachedexpand

The three-model screen

all 5,600 screened works →

All three models called this metaresearch. It is in the settled core of the field.

stratum: fund_new · design weight: 1678.90 (the sample is stratified; any rate computed without the weight is wrong)
Claude Opus 4.8T1
genre: conceptual
about Canada: no
confidence: high

Article on the ethical issues raised by empirical research methods in software engineering; the object is research conduct and integrity in an empirical research literature.

GPT-5.6 (high)T1
genre: conceptual
about Canada: no
confidence: high

It directly examines ethical issues in empirical software-engineering research.

Grok 4.5T1
genre: conceptual
about Canada: no
confidence: high

Primary object is ethics of empirical software engineering research methods and human-subjects research practice.

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.419
metaresearch head score (Gemma)0.612
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Research integrity
Consensus categoriesnone
DomainCandidate signal: Methods · Consensus signal: Methods
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.985
Threshold uncertainty score0.000

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.4190.612
Meta-epidemiology (narrow)0.0010.002
Meta-epidemiology (broad)0.0030.001
Bibliometrics0.0050.008
Science and technology studies0.0130.064
Scholarly communication0.0160.018
Open science0.0040.011
Research integrity0.0150.020
Insufficient payload (model declined to judge)0.0030.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.056
GPT teacher head0.320
Teacher spread0.264 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

Study designTheoretical or conceptual
DomainMethods
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations190
Published2002
Admission routes1
Has abstractyes

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