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Record W4200610885 · doi:10.3138/utlj-2020-0136

Automating accountability? Privacy policies, data transparency, and the third party problem

2021· article· en· W4200610885 on OpenAlexaffvenue
David Lie, Lisa M. Austin, Peter Yi Ping Sun, Wenjun Qiu

Bibliographic record

VenueUniversity of Toronto Law Journal · 2021
Typearticle
Languageen
FieldSocial Sciences
TopicPrivacy, Security, and Data Protection
Canadian institutionsUniversity of Toronto
Fundersnot available
KeywordsTransparency (behavior)AccountabilityArgument (complex analysis)Internet privacyAnalyticsUsabilityInformation privacyPrivacy policyComputer sciencePrivacy by DesignData sharingBusinessComputer securityData sciencePolitical scienceLaw

Abstract

fetched live from OpenAlex

We have a data transparency problem. Currently, one of the main mechanisms we have to understand data flows is through the self-reporting that organizations provide through privacy policies. These suffer from many well-known problems, problems that are becoming more acute with the increasing complexity of the data ecosystem and the role of third parties – the affiliates, partners, processors, ad agencies, analytic services, and data brokers involved in the contemporary data practices of organizations. In this article, we argue that automating privacy policy analysis can improve the usability of privacy policies as a transparency mechanism. Our argument has five parts. First, we claim that we need to shift from thinking about privacy policies as a transparency mechanism that enhances consumer choice and see them as a transparency mechanism that enhances meaningful accountability. Second, we discuss a research tool that we prototyped, called AppTrans (for Application Transparency), which can detect inconsistencies between the declarations in a privacy policy and the actions the mobile application can potentially take if it is used. We used AppTrans to test seven hundred applications and found that 59.5 per cent were collecting data in ways that were not declared in their policies. The vast majority of the discrepancies were due to third party data collection such as advertising and analytics. Third, we outline the follow-on research we did to extend AppTrans to analyse the information sharing of mobile applications with third parties, with mixed results. Fourth, we situate our findings in relation to the third party issues that came to light in the recent Cambridge Analytica scandal and the calls from regulators for enhanced technical safeguards in managing these third party relationships. Fifth, we discuss some of the limitations of privacy policy automation as a strategy for enhanced data transparency and the policy implications of these limitations.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesScience and technology studies
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.815
Threshold uncertainty score0.999

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0020.001
Scholarly communication0.0000.002
Open science0.0010.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.037
GPT teacher head0.284
Teacher spread0.248 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designNot applicable
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations4
Published2021
Admission routes2
Has abstractyes

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