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Record W4383176330 · doi:10.48550/arxiv.2307.00794

Current policies governing editorial conflicts of interest are ineffective

2023· preprint· en· W4383176330 on OpenAlexfundno aff
Fengyuan Liu, Bedoor AlShebli, Talal Rahwan

Bibliographic record

VenuearXiv (Cornell University) · 2023
Typepreprint
Languageen
FieldDecision Sciences
TopicAcademic Publishing and Open Access
Canadian institutionsnot available
FundersYork UniversityNew York University Abu Dhabi
KeywordsPublishingFace (sociological concept)Power (physics)Computer scienceProcess (computing)PhenomenonPolitical sciencePublic relationsLaw and economicsSociologyLawSocial scienceEpistemology

Abstract

fetched live from OpenAlex

Research-active editors face a potential conflict of interest (COI) when handling submissions from authors who share the same affiliation or those who recently collaborated with the editor. Since perception of COIs arising from such editor-author associations may erode trust in science, some policies recommend, and others demand, recusal in such incidents. However, the effectiveness of such measures is unknown to date. To fill this gap, we analyze half a million papers from six publishers who specify the handling editor of each paper. We find numerous papers with editor-author associations, and demonstrate that such papers tend to be accepted faster. A quasi-experimental design exploiting policy changes at PNAS and PLOS reveals the limited effectiveness of current COI policies. A network neural embedding model reveals that requiring editors with potential COIs to recuse may compromise the suitability of the handling editor. Finally, an online survey experiment demonstrates that such COIs influence trust in the paper's finding, but public disclosure eliminates this effect.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.168
metaresearch head score (Gemma)0.549
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Research integrity
Consensus categoriesnone
DomainCandidate signal: Evaluation · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Commentary · Consensus signal: none
Teacher disagreement score0.993
Threshold uncertainty score0.888

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.1680.549
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0040.005
Science and technology studies0.0060.009
Scholarly communication0.0220.014
Open science0.0040.004
Research integrity0.0070.007
Insufficient payload (model declined to judge)0.0180.008

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.407
GPT teacher head0.341
Teacher spread0.065 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

Study designNot applicable
DomainEvaluation
GenreCommentary

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2023
Admission routes1
Has abstractyes

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