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Record W4405313818 · doi:10.7202/1114970ar

Central Management of Research Misconduct in the USA and Canada

2024· article· en· W4405313818 on OpenAlexvenueaboutno aff
Jonathan J. Shuster

Bibliographic record

VenueCanadian Journal of Bioethics · 2024
Typearticle
Languageen
FieldSocial Sciences
TopicAcademic integrity and plagiarism
Canadian institutionsnot available
Fundersnot available
KeywordsMisconductScientific misconductPlaintiffConfidentialityPolitical scienceConflict of interestResearch integrityPublic relationsOrder (exchange)BusinessLawMedicine

Abstract

fetched live from OpenAlex

This paper proposes major changes in how research misconduct cases should be managed in the USA and Canada. Specifically, I advocate for centralized oversight that completely removes research institutions from this role in order to: mitigate institutional conflicts of interest, standardize definitions of research misconduct, better preserve confidentiality of complainants (those alleging misconduct), ensure that cases are not screened for rejection, mobilize a review panel of experts who are free of conflicts of interest, avoid inappropriate collective punishment of institutions, and ultimately save resources as compared to current decentralized systems. Two cases which this author, as complainant, alleged research misconduct (in the USA and Canada) demonstrate clearly how far institutional Research Integrity Officers can go to prevent an impartial expert review. Given that our institutions and scientific community rightly have zero tolerance for research misconduct, the current decentralized practice should be a grave concern to those who hope to trust in proper oversight. A discussion follows, including comments on new directives for 2025 from the US Office of Research Integrity and the implications of high-profile cases. I conclude with details as to how cases might be brought to justice under the proposed centralized process.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Direct model labels (unvalidated)

Per-model category and study-design labels from the labeling rounds. They are machine output, unvalidated, and the disagreement between models ships as data. No study design here is MEDLINE-validated yet.

Model armCategoriesStudy designConfidence
gemmaMetaresearchResearch integrity
Domain: Evaluation · Genre: Empirical
About the Canadian research system: yes · About a Canadian topic: yes
Not applicablelow
gptMetaresearchResearch integrity
Domain: Evaluation · Genre: Empirical
About the Canadian research system: yes · About a Canadian topic: yes
Other designlow
models splitAgreement compares identical category sets and study designs across arms.

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.110
metaresearch head score (Gemma)0.174
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Research integrity
Consensus categoriesnone
DomainCandidate signal: Evaluation · Consensus signal: none
Study designCandidate signal: Qualitative · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.989
Threshold uncertainty score0.938

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.1100.174
Meta-epidemiology (narrow)0.0010.002
Meta-epidemiology (broad)0.0020.001
Bibliometrics0.0070.007
Science and technology studies0.0400.029
Scholarly communication0.0250.008
Open science0.0110.021
Research integrity0.0110.016
Insufficient payload (model declined to judge)0.0060.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.179
GPT teacher head0.419
Teacher spread0.241 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Labeled directly by 2 models reading the full record.

MetaresearchResearch integrity

The models disagree on parts of this classification; every voice is preserved in the section at the end of the page.

Study designNot applicable · Other design
DomainEvaluation
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2024
Admission routes2
Has abstractyes

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